Self-regulatory organizations

Results: 6954



#Item
231Stock market / Self-regulatory organizations / Financial markets / NASDAQ OMX Group / New York Stock Exchange / NASDAQ / Market data / International Securities Exchange / Futures contract / Economy of the United States / Financial economics / Investment

QuantQuote Historical Intraday Stock Data

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Source URL: quantquote.com

Language: English - Date: 2013-11-25 00:04:43
232U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Economics / Mary Schapiro / Flash Crash / Financial system / Business / Self-regulatory organizations / United States securities law / Corporate crime

Potential CAT Bidders to Meet in Digital Sandbox

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Source URL: www.noeticpartners.com

Language: English - Date: 2013-04-03 12:26:53
233Financial markets / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation / United States securities law / Security / U.S. Securities and Exchange Commission / Broker-dealer / Securities Exchange Act / Financial economics / Finance / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-23 09:41:34
234Funds / Financial services / Collective investment schemes / United States Securities and Exchange Commission / Exchange-traded fund / Net asset value / Depository Trust & Clearing Corporation / Security / Institutional investor / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 23, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by A

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-23 19:19:25
235United States Securities and Exchange Commission / 73rd United States Congress / United States securities law / Order / Finance / Securities Exchange Act / New York Stock Exchange / NYSE Arca / Intermarket sweep order / Stock market / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaApril 23, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change to Eliminate Addition

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-23 19:19:17
236Law / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Philadelphia Stock Exchange / NASDAQ / United States / Costs / Economy of the United States / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 28, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-28 14:04:32
237Finance / Financial economics / Self-regulatory organizations / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Financial Industry Regulatory Authority / Form 144 / United States securities law / Financial regulation / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 20, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: edgar.sec.gov

Language: English - Date: 2015-03-20 06:09:49
238Financial markets / Stock market / Self-regulatory organizations / Securities / Depository Trust & Clearing Corporation / Securities Exchange Act / Security / Broker-dealer / Electronic trading / Financial economics / Financial system / Finance

Bloomberg STP LLC; Notice of Filing of Application for Exemption from Registration as a Clearing Agency

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Source URL: www.sec.gov.

Language: English - Date: 2015-02-27 16:16:54
23973rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Costs / BX / Philadelphia Stock Exchange / Fee / Economy of the United States / Law / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXApril 28, 2015 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc.

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-28 14:18:10
240Finance / Financial economics / Self-regulatory organizations / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Financial Industry Regulatory Authority / Form 144 / United States securities law / Financial regulation / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 20, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: www.sec.gov.

Language: English - Date: 2015-03-20 06:09:49
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